Legal Opinion

Securities & Exchange Commission v. National Securities, Inc.

Supreme Court of the United States

Decided January 27, 1969No. 41PublishedCited by 737 opinions

1Opinion of the CourtJustice Marshall

This case raises some complex questions about the Securities and Exchange Commission’s power to regulate the activities of insurance companies and of persons engaged in the insurance business. The Commission originally brought suit in the United States District Court for the District of Arizona, pursuant to § 21 (e) of the Securities Exchange Act of 1934, 48 Stat. 900, as amended, 15 U. S. C. § 78u (e). It alleged violations of § 10 (b) of the Act, 48 Stat. 891, 15 U. S. C. § 78j (b), and of the Commission’s Rule 10b-5, 17 CFR § 240.10b-5 (1968). According to the amended complaint, National…

2Cases cited18 opinions

  1. J. I. Case Co. v. BorakSupreme Court of the United States · 1964
  2. Paul v. VirginiaSupreme Court of the United States · 1869
  3. United States v. South-Eastern Underwriters Assn.Supreme Court of the United States · 1944
  4. Securities & Exchange Commission v. C. M. Joiner Leasing Corp.Supreme Court of the United States · 1943
  5. Birnbaum v. Newport Steel Corp.Court of Appeals for the Second Circuit · 1952

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3Cited by737 opinions

  1. Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
  2. Blue Chip Stamps v. Manor Drug StoresSupreme Court of the United States · 1975
  3. Mills v. Electric Auto-Lite Co.Supreme Court of the United States · 1970
  4. Metropolitan Life Insurance v. MassachusettsSupreme Court of the United States · 1985
  5. United States v. BatchelderSupreme Court of the United States · 1979

732 more not listed; retrieve them via the Exa API.

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