Legal Opinion
Securities & Exchange Commission v. Haligiannis
District Court, S.D. New York
Decided January 16, 2007No. 04 CIV. 6488 RJHPublishedCited by 83 opinions
1Opinion of the Court
MEMORANDUM OPINION AND ORDER
HOLWELL, District Judge.
Plaintiff Securities and Exchange Commission (“SEC”) moves for default judgment and for summary judgment in this securities fraud action against defendants Angelo Haligiannis, Sterling Watters Group LP (“Sterling Watters” or the “fund”), Sterling Watters Capital Advisors, LLC (“Sterling Advisors”), and Sterling Watters Capital Management, Inc (“Sterling Capital”). The SEC shows through undisputed evidence that defendants issued materially false statements concerning the performance and assets of Sterling Watters and defrauded clients in…
2Cases cited20 opinions
- Celotex Corp. v. Catrett, Administratrix of the Estate of CatrettSupreme Court of the United States · 1986
- Matsushita Electric Industrial Co., Ltd. v. Zenith Radio CorporationSupreme Court of the United States · 1986
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- Mark Giannullo v. City of New YorkCourt of Appeals for the Second Circuit · 2003
- Berman v. United StatesSupreme Court of the United States · 1937
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3Cited by83 opinions
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- United States Securities & Exchange Commission v. PowerDistrict Court, S.D. New York · 2007
- Securities & Exchange Commission v. DesaiDistrict Court, D. New Jersey · 2015
- Securities & Exchange Commission v. TourreDistrict Court, S.D. New York · 2014
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