Legal Opinion
Securities & Exchange Commission v. Tourre
District Court, S.D. New York
Decided March 12, 2014No. 10 Civ. 3229(KBF)PublishedCited by 17 opinions
1Opinion of the Court
OPINION & ORDER
KATHERINE B. FORREST, District Judge:
On August 1, 2013, a jury returned a verdict against defendant Fabriee Tourre for violating a variety of provisions of the securities laws. The jury found Tourre liable on six out of seven of the SEC’s claims against him; the jury found he violated Section 17(a)(1) of the Securities Act, Section 17(a)(2) of the Securities Act, Section 17(a)(3) of the Securities Act, Section 10(b) of the Exchange Act and Rule 10b-5(a), Section 10(b) of the Exchange Act and Rule 10b-5(c), and Section 20(e) of the Exchange Act.
On December 16, 2013, the SEC…
2Cases cited20 opinions
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- Securities and Exchange Commission v. Manor Nursing Centers, Inc.Court of Appeals for the Second Circuit · 1972
- Securities & Exchange Commission v. RazmilovicCourt of Appeals for the Second Circuit · 2013
- Fed. Sec. L. Rep. P 94,494 Securities and Exchange Commission v. Harris A. Shapiro, Norman BermanCourt of Appeals for the Second Circuit · 1974
- Securities & Exchange Commission v. Banner Fund InternationalCourt of Appeals for the D.C. Circuit · 2000
15 more not listed; retrieve them via the Exa API.
3Cited by17 opinions
- Hulett v. City of SyracuseDistrict Court, N.D. New York · 2017
- Securities & Exchange Commission v. WylyDistrict Court, S.D. New York · 2014
- U.S. Securities and Exchange Commission v. E-Smart Technologies, Inc.District Court, District of Columbia · 2015
- Securities & Exchange Commission v. IllarramendiDistrict Court, D. Connecticut · 2017
- Sec. & Exch. Comm'n v. RielDistrict Court, N.D. New York · 2017
12 more not listed; retrieve them via the Exa API.