Legal Opinion
S.E.C. v. Rajaratnam
Court of Appeals for the Second Circuit
Decided March 5, 2019No. Docket 11-5124-cv; August Term, 2018PublishedCited by 31 opinions
1Opinion of the Court
Gerard E. Lynch, Circuit Judge:
In this civil action, filed in the United States District Court for the Southern District of New York (Jed S. Rakoff, Judge ), the Securities and Exchange Commission ("SEC") charged defendant-appellant Raj Rajaratnam with insider trading conduct for which he was criminally prosecuted by the United States Department of Justice. See United States v. Rajaratnam , 09 Cr. 1184 (S.D.N.Y. Holwell, J .). After Rajaratnam's conviction following trial, the SEC moved for summary judgment in the civil case. As part of its requested relief, the SEC sought a civil penalty…
2Cases cited20 opinions
- Russello v. United StatesSupreme Court of the United States · 1983
- Securities and Exchange Commission v. Manor Nursing Centers, Inc.Court of Appeals for the Second Circuit · 1972
- Stevens v. Department of TreasurySupreme Court of the United States · 1991
- Fed. Sec. L. Rep. P 90,239 Securities and Exchange Commission v. Thomas WardeCourt of Appeals for the Second Circuit · 1998
- Securities & Exchange Commission v. HaligiannisDistrict Court, S.D. New York · 2007
15 more not listed; retrieve them via the Exa API.
3Cited by31 opinions
- SEC v. Gary S. WillikyCourt of Appeals for the Seventh Circuit · 2019
- SEC v. Mark JohnsonCourt of Appeals for the Fourth Circuit · 2022
- Ussec v. Imran HusainCourt of Appeals for the Ninth Circuit · 2023
- Sec. & Exch. Comm'n v. BerkeyDistrict Court, S.D. Illinois · 2019
- SEC v. Gary S. WillikyCourt of Appeals for the Seventh Circuit · 2019
26 more not listed; retrieve them via the Exa API.