Legal Opinion
Fsc Securities Corporation Marlis Gilbert Integrated Financial Services and Richard E. Connolly, Jr. v. Judy Freel Mirle Freel, Jr.
Court of Appeals for the Eighth Circuit
Decided January 28, 1994No. 93-1612PublishedCited by 56 opinions
1Opinion of the Court
BOGUE, Senior District Judge.
This is an appeal of a district court order confirming a National Association of Securities Dealers, Inc. (NASD) arbitration award in favor of appellees Judy and Mirle Freel. Based on our conclusion that the parties agreed to leave the issue of arbitrability of their dispute to the NASD arbitration panel, we affirm.
FACTUAL/PROCEDURAL BACKGROUND
In 1984 the Freels sought investment advice from Mariis Gilbert, a financial planner and securities broker. Gilbert was affiliated with Integrated Financial Services (IFS) and Richard Connolly, Jr., and she was also a…
2Cases cited9 opinions
- At&T Technologies, Inc. v. Communications WorkersSupreme Court of the United States · 1986
- John Wiley & Sons, Inc. v. LivingstonSupreme Court of the United States · 1964
- Painewebber Incorporated v. H. William HofmannCourt of Appeals for the Third Circuit · 1993
- Fed. Sec. L. Rep. P 96,619 Edward D. Jones & Company and Gary Aleff v. Duane Sorrells, Mildred Sorrells and Curt SorrellsCourt of Appeals for the Seventh Circuit · 1992
- Automotive, Petroleum and Allied Industries Employees Union, Local No. 618 v. Town and Country Ford, Inc.Court of Appeals for the Eighth Circuit · 1983
4 more not listed; retrieve them via the Exa API.
3Cited by56 opinions
- Painewebber Incorporated v. Michael J. Bybyk and Joyce O. BybykCourt of Appeals for the Second Circuit · 1996
- Smith Barney Shearson Inc. v. SacharowNew York Court of Appeals · 1997
- James & Jackson, LLC. v. Willie Gary, LLC.Supreme Court of Delaware · 2006
- Fallo v. High-Tech InstituteCourt of Appeals for the Eighth Circuit · 2009
- Painewebber Incorporated v. Mohamad S. Elahi, Kokab Moarefi Elahi and Maryam ElahiCourt of Appeals for the First Circuit · 1996
51 more not listed; retrieve them via the Exa API.