Legal Opinion
Painewebber Incorporated v. H. William Hofmann
Court of Appeals for the Third Circuit
Decided February 3, 1993No. 92-1294PublishedCited by 80 opinions
1Opinion of the Court
BECKER, Circuit Judge.
This action was instituted by Paine-Webber Incorporated to stay and enjoin the arbitration of a customer’s claims of fraud and mismanagement before the National' Association of Securities Dealers, Inc. (“NASD”). Based on the incorporation of § 15 of the NASD Code of Arbitration Procedure (“NASD Code”) into the arbitration clause of the “Client’s Agreement,” Paine-. Webber seeks declaratory and injunctive relief barring the arbitration of any claim that arose from an occurrence or event more than six years before the filing of arbitration. Paine Webber contends that…
2Cases cited12 opinions
- United Steelworkers v. Warrior & Gulf Navigation Co.Supreme Court of the United States · 1960
- At&T Technologies, Inc. v. Communications WorkersSupreme Court of the United States · 1986
- John Wiley & Sons, Inc. v. LivingstonSupreme Court of the United States · 1964
- Leroy D. Schoch v. First Fidelity Bancorporation and Industrial Valley Title Insurance CompanyCourt of Appeals for the First Circuit · 1990
- PAINEWEBBER INCORPORATED v. Willard S. HARTMANN, Leona R. Hartmann, AppellantsCourt of Appeals for the Third Circuit · 1990
7 more not listed; retrieve them via the Exa API.
3Cited by80 opinions
- Trippe Manufacturing Company, an Illinois Corporation v. Niles Audio Corporation, a Florida CorporationCourt of Appeals for the Third Circuit · 2005
- Gay v. CreditInformCourt of Appeals for the Third Circuit · 2007
- Painewebber Incorporated v. Mohamad S. Elahi, Kokab Moarefi Elahi and Maryam ElahiCourt of Appeals for the First Circuit · 1996
- Ajamian v. Cantorco2e. L.P.California Court of Appeal · 2012
- Raymond J. Battaglia, Sr. v. Mary Ann McKendry Mary Anne Battaglia James Doorcheck, Inc. Raymond Battaglia, Jr. James Battaglia American Arbitration Association Timothy B. Barnard, EsqCourt of Appeals for the Third Circuit · 2000
75 more not listed; retrieve them via the Exa API.