Legal Opinion

Fed. Sec. L. Rep. P 99,516, 47 Fed. R. Evid. Serv. 1288 Securities and Exchange Commission v. Hughes Capital Corporation F.D. Roberts Securities, Inc. Howard Ackerman Gilbert Beall Dominick Fiorese Frederick Galiardo Sheldon G. Kanoff John Knoblauch Susan Lachance Alan Lieb Frederic Mascolo John Perfetti Lionel Reifler Ira Victor, Lionel Reifler, Susan Lachance, and Howard Ackerman

Court of Appeals for the Third Circuit

Decided July 9, 1997No. 96-5401PublishedCited by 78 opinions

1Opinion of the Court

124 F.3d 449

Fed. Sec. L. Rep. P 99,516, 47 Fed. R. Evid. Serv. 1288

SECURITIES AND EXCHANGE COMMISSION

v.

HUGHES CAPITAL CORPORATION; F.D. Roberts Securities, Inc.;

Howard Ackerman; Gilbert Beall; Dominick Fiorese;

Frederick Galiardo; Sheldon G. Kanoff; John Knoblauch;

Susan Lachance; Alan Lieb; Frederic Mascolo; John

Perfetti; Lionel Reifler; Ira Victor,

Lionel Reifler, Susan Lachance, and Howard Ackerman, Appellants.

No. 96-5401.

United States Court of Appeals,

Third Circuit.

Submitted Under Third Circuit Rule

LAR 34.1(a)

June 13, 1997.

Decided July 9, 1997.

Lucinda O. McConathy, Allan A. Capute, Jacob H.…

2Cases cited22 opinions

  1. Basic Inc. v. LevinsonSupreme Court of the United States · 1988
  2. TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
  3. Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
  4. Goodman v. Mead Johnson & Co.Court of Appeals for the Third Circuit · 1976
  5. Aaron v. Securities & Exchange CommissionSupreme Court of the United States · 1980

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3Cited by78 opinions

  1. Iberia Foods Corp. v. Rolando Romeo, Jr. D/B/A Rol-Rom Foods Rolando Romeo, Jr., T/a Rol-Rom FoodsCourt of Appeals for the Third Circuit · 1998
  2. Securities & Exchange Commission v. CalvoCourt of Appeals for the Eleventh Circuit · 2004
  3. Securities & Exchange Commission v. ContorinisCourt of Appeals for the Second Circuit · 2014
  4. Securities & Exchange Commission v. AntarDistrict Court, D. New Jersey · 2000
  5. Securities & Exchange Commission v. WhittemoreCourt of Appeals for the D.C. Circuit · 2011

73 more not listed; retrieve them via the Exa API.

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