Legal Opinion
Securities & Exchange Commission v. Calvo
Court of Appeals for the Eleventh Circuit
Decided July 27, 2004No. 02-13445PublishedCited by 107 opinions
1Per curiam
This appeal arises from an enforcement action brought by the Securities and Exchange Commission (“SEC”) against William A. Calvo III (“Calvo”), Diversified Corporate Consulting Group (“Diversified”), Jerome E. Rosen (“Rosen”), and Joseph D. Radcliffe (“Radcliffe”) for violations of the Federal Securities Act of 1933 (“the Securities Act”), and the Federal Securities Exchange Act of 1934 (“the Exchange Act”).
The instant Order concerns only Calvo’s appeal; Rosen and Radcliffe did not appeal and we address Diversified’s appeal in a separate opinion released simultaneously herewith. Having…
2Cases cited21 opinions
- Anderson v. Liberty Lobby, Inc.Supreme Court of the United States · 1986
- Larry Bonner v. City of Prichard, AlabamaCourt of Appeals for the Eleventh Circuit · 1981
- John M. HAIRSTON, Plaintiff-Appellant, v. the GAINESVILLE SUN PUBLISHING CO., Defendant-AppelleeCourt of Appeals for the Eleventh Circuit · 1994
- Fed. Sec. L. Rep. P 97,588 Securities and Exchange Commission v. Stephen MurphyCourt of Appeals for the Ninth Circuit · 1980
- Securities and Exchange Commission v. First City Financial Corporation, Ltd.Court of Appeals for the First Circuit · 1989
16 more not listed; retrieve them via the Exa API.
3Cited by107 opinions
- SEC v. PhanCourt of Appeals for the Ninth Circuit · 2007
- Securities & Exchange Commission v. CMKM Diamonds, Inc.Court of Appeals for the Ninth Circuit · 2013
- Securities and Exchange Commission v. Joseph J. MonterossoCourt of Appeals for the Eleventh Circuit · 2014
- Securities & Exchange Commission v. ETS Payphones, Inc.Court of Appeals for the Eleventh Circuit · 2005
- U.S. Securities and Exchange Commission v. Big Apple Consulting USA, Inc.Court of Appeals for the Eleventh Circuit · 2015
102 more not listed; retrieve them via the Exa API.