Legal Opinion
Bochicchio v. Smith Barney, Harris Upham & Co.
District Court, S.D. New York
Decided November 17, 1986No. 85 CIV. 6544 (PKL)PublishedCited by 19 opinions
1Opinion of the Court
OPINION & ORDER
LEISURE, District Judge:
This case involves a claim by Anthony Bochicchio, his wife, Adeline Bochicchio and J & D Oil, a sole proprietorship of Mrs. Bochicchio (hereinafter referred to collectively as “plaintiffs”), against Charles D’Angelo (“D’Angelo”), and D’Angelo’s former employer, Smith Barney, Harris Up-ham & Co., Inc. (“Smith Barney”). D’Angelo was employed by Smith Barney as an account representative and as the branch manager of its Waterbury, Connecticut office. This action arises under (1) §§ 10 and 20 of the Securities and Exchange Act of 1934, as amended (“Exchange…
2Cases cited17 opinions
- Conley v. GibsonSupreme Court of the United States · 1957
- Sedima, S. P. R. L. v. Imrex Co.Supreme Court of the United States · 1985
- Blue Chip Stamps v. Manor Drug StoresSupreme Court of the United States · 1975
- Santa Fe Industries, Inc. v. GreenSupreme Court of the United States · 1977
- Rubin v. United StatesSupreme Court of the United States · 1981
12 more not listed; retrieve them via the Exa API.
3Cited by19 opinions
- Royal American Managers, Incorporated v. Irc Holding Corporation and Joseph Ambriano, Cross-Appellants, Gerald Dolman, Cross-AppelleeCourt of Appeals for the Second Circuit · 1989
- Fed. Sec. L. Rep. P 96,288 William S. Flickinger v. Harold C. Brown & Co., Inc. And Bradford Broker Settlement, Inc., N/k/a Fidata CorporationCourt of Appeals for the Second Circuit · 1991
- Perez-Rubio v. WyckoffDistrict Court, S.D. New York · 1989
- Burns v. Prudential SecuritiesDistrict Court, N.D. Ohio · 2000
- Manufacturers Hanover Trust Co. v. Smith Barney, Harris Upham & Co.District Court, S.D. New York · 1991
14 more not listed; retrieve them via the Exa API.