Legal Opinion
Fed. Sec. L. Rep. P 96,288 William S. Flickinger v. Harold C. Brown & Co., Inc. And Bradford Broker Settlement, Inc., N/k/a Fidata Corporation
Court of Appeals for the Second Circuit
Decided October 16, 1991No. 145, Docket 91-7401PublishedCited by 135 opinions
1Opinion of the Court
OAKES, Chief Judge:
William S. Flickinger appeals from a judgment of the United States District Court for the Western District of New York, William M. Skretny, Judge, rejecting his claims against Harold C. Brown & Co. (“Brown”) and Bradford Broker Settlement, Inc., n/k/a Fidata Brokerage, Inc. (“BBSI”), for securities fraud, common law fraud, breach of contract, and breach of fiduciary duty. For the reasons set forth below, we affirm in part, reverse in part, and remand.
BACKGROUND
Plaintiff William S. Flickinger, for over twenty years, was a client of defendant Brown, a registered securities…
2Cases cited22 opinions
- Anderson v. City of Bessemer CitySupreme Court of the United States · 1985
- Blue Chip Stamps v. Manor Drug StoresSupreme Court of the United States · 1975
- Fed. Sec. L. Rep. P 91,922 James Bloor v. Carro, Spanbock, Londin, Rodman & FassCourt of Appeals for the Second Circuit · 1985
- Fourth Ocean Putnam Corp. v. Interstate Wrecking Co.New York Court of Appeals · 1985
- Jo Ann Homes at Bellmore, Inc. v. DworetzNew York Court of Appeals · 1969
17 more not listed; retrieve them via the Exa API.
3Cited by135 opinions
- IUE AFL-CIO Pension Fund v. HerrmannCourt of Appeals for the Second Circuit · 1993
- Kenneth Wynder v. James W. McMahon David Spahl, Robert Jones, Louis B. Barbaria, Craig Masterson, Individually, John Keats, Marine Midland BankCourt of Appeals for the Second Circuit · 2004
- Katz v. Pershing, LLCCourt of Appeals for the First Circuit · 2012
- Spinelli v. National Football LeagueCourt of Appeals for the Second Circuit · 2018
- Townsend v. BENJAMIN ENTERPRISES, INC.Court of Appeals for the Second Circuit · 2012
130 more not listed; retrieve them via the Exa API.