Legal Opinion
Manufacturers Hanover Trust Co. v. Smith Barney, Harris Upham & Co.
District Court, S.D. New York
Decided July 22, 1991No. 90 Civ. 4274 (WCC)PublishedCited by 22 opinions
1Opinion of the Court
OPINION AND ORDER
WILLIAM C. CONNER, District Judge.
Manufacturers Hanover Trust Company (“MHT”), a stock transfer agent for various publicly traded issuers, seeks to recover under Section 10(b) of the Exchange Act, 15 U.S.C. § 78j(b), Rule 10b-5 of the Securities Exchange Commission, 17 C.F.R. § 240.10b-5, and a variety of common law theories, losses it sustained as a result of the defalcations of the assistant manager of its stock transfer department, Thomas Brancato (“Brancato”).
Defendants Smith Barney, Harris Upham & Co., Inc. (“Smith Barney”), Robert Serio (“Serio”), and Tucker Anthony,…
2Cases cited24 opinions
- Conley v. GibsonSupreme Court of the United States · 1957
- United Mine Workers of America v. GibbsSupreme Court of the United States · 1966
- Scheuer v. RhodesSupreme Court of the United States · 1974
- Blue Chip Stamps v. Manor Drug StoresSupreme Court of the United States · 1975
- Santa Fe Industries, Inc. v. GreenSupreme Court of the United States · 1977
19 more not listed; retrieve them via the Exa API.
3Cited by22 opinions
- Bernstein v. MiskDistrict Court, E.D. New York · 1997
- Bissell v. Merrill Lynch & Co., Inc.District Court, S.D. New York · 1996
- Louros v. KreicasDistrict Court, S.D. New York · 2005
- Securities & Exchange Commission v. FeminellaDistrict Court, S.D. New York · 1996
- Great Southern Life Insurance v. Enterprise Mortgage Acceptance Co.District Court, S.D. New York · 2003
17 more not listed; retrieve them via the Exa API.