Legal Opinion
Timothy Pagliara v. Johnston Barton Proctor and Rose
Court of Appeals for the Sixth Circuit
Decided February 27, 2013No. 12-5298PublishedCited by 13 opinions
1Opinion of the Court
OPINION
COLE, Circuit Judge.
Timothy Pagliara sued Johnston Barton Proctor & Rose, LLP (JBPR) after it settled a customer complaint against Pagliara for allegedly negligent investment advice notwithstanding Pagliara’s objections. The district court rejected all of his claims. We affirm.
I
Pagliara has been a licensed securities broker for more than twenty-five years. In that time, he has received numerous accolades and maintained a spotless record with the Financial Industry Regulatory Authority (FINRA) — save for one blemish. That blemish inspired this case.
We begin by way of background.…
2Cases cited17 opinions
- Bell Atlantic Corp. v. TwomblySupreme Court of the United States · 2007
- Kathryn Keys v. Humana, Inc.Court of Appeals for the Sixth Circuit · 2012
- Joanne Hedrick v. Western Reserve Care System and Forum HealthCourt of Appeals for the Sixth Circuit · 2004
- International Union v. Cummins, Inc.Court of Appeals for the Sixth Circuit · 2006
- Kristen Cox MORRISON v. Paul ALLEN Et Al.Tennessee Supreme Court · 2011
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3Cited by13 opinions
- Libby Silas v. Target CorporationCourt of Appeals for the Sixth Circuit · 2014
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- Barnett v. First National Bank of OmahaDistrict Court, W.D. Kentucky · 2022
- Community Financial Services Bank v. LittleUnited States Bankruptcy Court, W.D. Kentucky · 2025
- CoreCivic of Tennessee, LLC v. Universal Strategic Advisors, LLCDistrict Court, M.D. Tennessee · 2026
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