Legal Opinion
Securities and Exchange Commission v. Capital Gains Research Bureau, Inc., and Harry P. Schwarzmann
Court of Appeals for the Second Circuit
Decided December 18, 1961No. 30, Docket 26942PublishedCited by 16 opinions
1Opinion of the Court
MOORE, Circuit Judge.
Plaintiff (appellant), Securities and Exchange Commission (SEC), in its complaint, alleging violations of Section 206 (1) and (2) of the Investment Advisers Act of 1940, 15 U.S.C.A. § 80b-6(l) and (2), sought a temporary restraining order, preliminary injunction and final injunction against defendants (appellees), Capital Gains Research Bureau, Inc. and Harry P. Schwarzmann, to prevent them from employing “any device, scheme or artifice to defraud any client or prospective client” and from engaging “in any transaction, practice and course of business which operates as a…
2Cases cited13 opinions
- Miner v. AtlassSupreme Court of the United States · 1960
- Charles Hughes & Co. v. Securities & Exchange CommissionCourt of Appeals for the Second Circuit · 1943
- Securities and Exchange Commission v. TorrCourt of Appeals for the Second Circuit · 1937
- Foundry Services, Inc. v. Beneflux CorporationCourt of Appeals for the Second Circuit · 1953
- W. A. MacK Inc., an Illinois Corporation v. General Motors Corporation, a Delaware CorporationCourt of Appeals for the Seventh Circuit · 1958
8 more not listed; retrieve them via the Exa API.
3Cited by16 opinions
- Securities & Exchange Commission v. Capital Gains Research Bureau, Inc.Supreme Court of the United States · 1963
- State v. EricksonAlaska Supreme Court · 1978
- Securities and Exchange Commission v. Capital Gains Research Bureau, Inc., and Harry F. SchwarzmannCourt of Appeals for the Second Circuit · 1962
- Hudson Pulp & Paper Corp. v. Swanee Paper Corp.District Court, S.D. New York · 1963
- Securities & Exchange Commission v. Shattuck Denn Mining Corp.District Court, S.D. New York · 1968
11 more not listed; retrieve them via the Exa API.