Legal Opinion
Charles Hughes & Co. v. Securities & Exchange Commission
Court of Appeals for the Second Circuit
Decided December 10, 1943No. 154PublishedCited by 109 opinions
1Opinion of the Court
CLARK, Circuit Judge.
This is a petition, pursuant to § 25(a) of the Securities Exchange Act of 1934, 15 U.S.C.A. § 78y(a), to review an order of the Securities and Exchange Commission, entered July 19, 1943, under § 15(b) of that Act, 15 U.S.C.A. § 78o(b), in which petitioner’s registration as a broker and dealer was revoked. The order developed from a proceeding which was instituted by the Commission to determine whether or not petitioner had willfully violated § 17(a) of the Securities Act of 1933, 15 Ü.S.C.A. § 77q(a), and § 15(c) (1) of the Securities Exchange Act of 1934, 15 U.S.C.A. §…
2Cases cited13 opinions
- United States v. American Trucking AssociationsSupreme Court of the United States · 1940
- Buttfield v. StranahanSupreme Court of the United States · 1904
- Gray v. PowellSupreme Court of the United States · 1941
- Smolowe v. Delendo CorporationCourt of Appeals for the Second Circuit · 1943
- Federal Trade Commission v. Standard Education SocietySupreme Court of the United States · 1937
8 more not listed; retrieve them via the Exa API.
3Cited by109 opinions
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- Securities & Exchange Commission v. Capital Gains Research Bureau, Inc.Supreme Court of the United States · 1963
- Fischman v. Raytheon Mfg. Co.Court of Appeals for the Second Circuit · 1951
- Grandon v. Merrill Lynch & Co.Court of Appeals for the Second Circuit · 1998
- Moscarelli v. StammDistrict Court, E.D. New York · 1968
104 more not listed; retrieve them via the Exa API.