Legal Opinion
Securities and Exchange Commission v. Capital Gains Research Bureau, Inc., and Harry F. Schwarzmann
Court of Appeals for the Second Circuit
Decided July 13, 1962No. 30, Docket 26942PublishedCited by 26 opinions
1Opinion of the Court
MOORE, Circuit Judge.
Plaintiff (appellant), Securities and Exchange Commission (SEC) in its complaint, alleging violation of Section 206(1) and (2) of the Investment Advisers Act of 1940, 15 U.S.C.A. 80b-6(l) and (2), sought a temporary restraining order, preliminary injunction and final injunction against .defendants (appel-lees), Capital Gains Research Bureau, Inc., and Harry P. Schwarzmann, to prevent them from employing “any device, scheme, or artifice to defraud any client or prospective client” and from engaging “in any transaction, practice, or course of business which operates as a…
2Cases cited19 opinions
- Wilko v. SwanSupreme Court of the United States · 1953
- Wong Yang Sung v. McGrathSupreme Court of the United States · 1950
- Blau v. LehmanSupreme Court of the United States · 1962
- Rainwater v. United StatesSupreme Court of the United States · 1958
- Charles Hughes & Co. v. Securities & Exchange CommissionCourt of Appeals for the Second Circuit · 1943
14 more not listed; retrieve them via the Exa API.
3Cited by26 opinions
- Securities & Exchange Commission v. Capital Gains Research Bureau, Inc.Supreme Court of the United States · 1963
- Fed. Sec. L. Rep. P 96,351 Securities and Exchange Commission v. Commonwealth Chemical Securities, Inc.Court of Appeals for the Second Circuit · 1978
- Fed. Sec. L. Rep. P 96,610 Securities and Exchange Commission v. Gerson Blatt, Barton S. Udell, and John PullmanCourt of Appeals for the Fifth Circuit · 1978
- Securities and Exchange Commission v. Texas Gulf Sulphur CompanyDistrict Court, S.D. New York · 1966
- Fed. Sec. L. Rep. P 95,017 Securities and Exchange Commission v. Management Dynamics, Inc., and William N. Levy, Securities and Exchange Commission v. Management Dynamics, Inc., and Samuel D. HodgeCourt of Appeals for the Second Circuit · 1975
21 more not listed; retrieve them via the Exa API.