Legal Opinion
Securities & Exchange Commission v. Beacon Hill Asset Management LLC
District Court, S.D. New York
Decided August 3, 2004No. 02CIV8855(LAK)(HBP)PublishedCited by 24 opinions
1Opinion of the Court
OPINION AND ORDER
PITMAN, United States Magistrate Judge.
I. Introduction
This is an enforcement action in which the Securities and Exchange Commission (“SEC”) alleges numerous violations of the Securities Exchange Act of 1934, 15 U.S.C. §§ 78a et seq. The matter has been referred to me to resolve certain, specific discovery disputes.
Currently before me is the SEC’s motion to compel the production of documents withheld by defendant Beacon Hill Asset Management LLC (“BH”) on the basis of the attorney-client privilege and work-product protection. For the reasons set forth below, the SEC’s motion…
2Cases cited44 opinions
- Hickman v. TaylorSupreme Court of the United States · 1947
- Upjohn Co. v. United StatesSupreme Court of the United States · 1981
- United States v. NoblesSupreme Court of the United States · 1975
- United States v. United Shoe MacHinery CorporationDistrict Court, D. Massachusetts · 1950
- In Re Sealed CaseCourt of Appeals for the D.C. Circuit · 1982
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3Cited by24 opinions
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- Trustees of the Electrical Workers Local No. 26 Pension Trust Fund v. Trust Fund Advisors, Inc.District Court, District of Columbia · 2010
- Securities & Exchange Commission v. Yorkville Advisors, LLCDistrict Court, S.D. New York · 2014
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