Legal Opinion

Securities & Exchange Commission v. Yorkville Advisors, LLC

District Court, S.D. New York

Decided May 27, 2014No. 12 Civ. 7728 (GBD)(HBP)PublishedCited by 22 opinions

1Opinion of the Court

OPINION AND ORDER

PITMAN, United States Magistrate Judge:

I. Introduction

By notice of motion dated January 27, 2014 (Docket Item 61), defendants Yorkville Ad-visors, LLC, Mark Angelo and Edward Schi-nik (collectively, “defendants”) move for an Order compelling the Securities and Exchange Commission (the “SEC” or “plaintiff’) to produce the documents scheduled in plaintiffs privilege logs, dated January 25, 2013 and February 15, 2013.

For the reasons set forth below, defendants’ motion is granted in part and denied in part.

*155II. Facts

The SEC commenced this lawsuit on October 17, 2012 alleging,…

2Cases cited58 opinions

  1. Hickman v. TaylorSupreme Court of the United States · 1947
  2. Roviaro v. United StatesSupreme Court of the United States · 1957
  3. Upjohn Co. v. United StatesSupreme Court of the United States · 1981
  4. National Labor Relations Board v. Sears, Roebuck & Co.Supreme Court of the United States · 1975
  5. United States v. NoblesSupreme Court of the United States · 1975

53 more not listed; retrieve them via the Exa API.

3Cited by22 opinions

  1. Surgery Center at 900 North Michigan Avenue, LLC v. American Physicians Assurance Corp.District Court, N.D. Illinois · 2016
  2. Patrick v. City of ChicagoDistrict Court, N.D. Illinois · 2015
  3. United States v. WeyDistrict Court, S.D. New York · 2017
  4. CBKZZ Investment LLC v. Renaissance Re Syndicate 1458 LLoydsDistrict Court, S.D. New York · 2023
  5. Chelsea Hotel Owner LLC v. City Of New YorkDistrict Court, S.D. New York · 2025

17 more not listed; retrieve them via the Exa API.

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