Legal Opinion
In re Smith Barney Transfer Agent Litigation
District Court, S.D. New York
Decided March 21, 2013No. 05 Civ. 7583 (WHP)PublishedCited by 15 opinions
1Opinion of the Court
*43 MEMORANDUM & ORDER
WILLIAM H. PAULEY III, District Judge:
Plaintiffs in this securities fraud action move to certify a class of investors in several mutual funds in the Smith Barney Family of Funds (the “Funds”). For the following reasons, Plaintiffs’ motion is granted.
BACKGROUND
I. Factual Background
Plaintiffs are investors in the Funds. (Fourth Consolidated and Amended Class Action Complaint, dated Feb. 28, 2012 (“FAC”) ¶¶ 1, 11-19.) At all relevant times, Defendant Lewis E. Daidone served as Senior Vice President and Director of Smith Barney Fund Management LLC (“Smith Barney”), Managing…
2Cases cited27 opinions
- Wal-Mart Stores, Inc. v. DukesSupreme Court of the United States · 2011
- Affiliated Ute Citizens of Utah v. United StatesSupreme Court of the United States · 1972
- Amgen Inc. v. Connecticut Retirement Plans and Trust FundsSupreme Court of the United States · 2013
- Stoneridge Investment Partners, LLC v. Scientific-Atlanta, Inc.Supreme Court of the United States · 2008
- Myers v. Hertz Corp.Court of Appeals for the Second Circuit · 2010
22 more not listed; retrieve them via the Exa API.
3Cited by15 opinions
- Carpenters Pension Trust Fund v. Barclays PLCDistrict Court, S.D. New York · 2015
- In re Facebook, Inc., IPO Securities & Derivative LitigationDistrict Court, S.D. New York · 2013
- Craig L. v. ETrade Financial Corp.District Court, S.D. New York · 2017
- Wynn v. New York City Housing AuthorityDistrict Court, S.D. New York · 2016
- Adkins v. StanleyDistrict Court, S.D. New York · 2015
10 more not listed; retrieve them via the Exa API.