Legal Opinion

Craig L. v. ETrade Financial Corp.

District Court, S.D. New York

Decided July 10, 2017No. 16-cv-05891 (JGK)PublishedCited by 10 opinions

1Opinion of the Court

*423OPINION AND ORDER

JOHN G. KOÉLTL, District Judge:

'This is a securities action brought by the lead plaintiff, Craig L. Schwab (the “plaintiff’), on behalf of a proposed class of clients of E*TRADE Securities LLC (“E*TRADE”) who placed securities trade orders with the broker-dealer between July 11, 2011 and the present (the “Class Period”). In Count One, the plaintiff asserts violations of Section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b) (the “Exchange Act”), and Rule 10b-5 promulgated thereunder, 17 C.F.R. § 240.10b-5, against E*TRADE and E‘"TRADE Financial Corporation…

2Cases cited53 opinions

  1. Ashcroft v. IqbalSupreme Court of the United States · 2009
  2. Bell Atlantic Corp. v. TwomblySupreme Court of the United States · 2007
  3. Foman v. DavisSupreme Court of the United States · 1962
  4. Tellabs, Inc. v. Makor Issues & Rights, Ltd.Supreme Court of the United States · 2007
  5. Chambers v. Time Warner, Inc.Court of Appeals for the Second Circuit · 2002

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3Cited by10 opinions

  1. In re Barrick Gold Corp.District Court, S.D. Illinois · 2018
  2. Schwab v. ETrade Fin. Corp.District Court, S.D. Illinois · 2018
  3. Anhui Konka Green Lighting Co., Ltd. v. Green Logic LED Electrical Supply, Inc.District Court, S.D. New York · 2019
  4. Gupta v. Athenex, Inc.District Court, W.D. New York · 2024
  5. IN RE PAYSAFE LIMITED f/k/a FOLEY TRASIMENE ACQUISITION CORP. II SECURITIES LITIGATIONDistrict Court, S.D. New York · 2025

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