Craig L. v. ETrade Financial Corp.
District Court, S.D. New York
1Opinion of the Court
*423OPINION AND ORDER
JOHN G. KOÉLTL, District Judge:
'This is a securities action brought by the lead plaintiff, Craig L. Schwab (the “plaintiff’), on behalf of a proposed class of clients of E*TRADE Securities LLC (“E*TRADE”) who placed securities trade orders with the broker-dealer between July 11, 2011 and the present (the “Class Period”). In Count One, the plaintiff asserts violations of Section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b) (the “Exchange Act”), and Rule 10b-5 promulgated thereunder, 17 C.F.R. § 240.10b-5, against E*TRADE and E‘"TRADE Financial Corporation…
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- Foman v. DavisSupreme Court of the United States · 1962
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- Chambers v. Time Warner, Inc.Court of Appeals for the Second Circuit · 2002
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