Legal Opinion
Fed. Sec. L. Rep. P 96,910 United States of America v. Harold Erickson and Francis Wilson
Court of Appeals for the Seventh Circuit
Decided August 3, 1979No. 78-1511, 78-1512PublishedCited by 31 opinions
1Opinion of the Court
TONE, Circuit Judge.
Defendants were convicted of causing false entries to be made in the records of the bank of which they were officers and of causing false and misleading financial statements to be filed by an affiliated bank holding company, in violation of the False Banking Entry Act and the Securities Exchange Act of 1934, and of conspiring to do the same. More specifically, they were found to have failed to disclose the effect on the bank’s income account of certain “overtrades,” i. e., security transactions executed at prices in excess of the prevailing market prices. In this opinion,…
2Cases cited30 opinions
- Stirone v. United StatesSupreme Court of the United States · 1960
- United States v. FeolaSupreme Court of the United States · 1975
- Coffin v. United StatesSupreme Court of the United States · 1895
- Agnew v. United StatesSupreme Court of the United States · 1897
- UNITED STATES of America, Appellee, v. Lloyd DIXON, Jr., AppellantCourt of Appeals for the Second Circuit · 1976
25 more not listed; retrieve them via the Exa API.
3Cited by31 opinions
- United States v. Debbe MarquardtCourt of Appeals for the Seventh Circuit · 1986
- Manufacturers Hanover Trust Co. v. Drysdale Securities Corp.Court of Appeals for the Second Circuit · 1986
- Securities & Exchange Commission v. Softpoint, Inc.District Court, S.D. New York · 1997
- Sec v. Goldfield Deep Mines Company Of NevadaCourt of Appeals for the Ninth Circuit · 1985
- Securities & Exchange Commission v. MillerDistrict Court, S.D. New York · 1980
26 more not listed; retrieve them via the Exa API.