Legal Opinion
Securities & Exchange Commission v. Miller
District Court, S.D. New York
Decided July 14, 1980No. 75 Civ. 3391 (JMC)PublishedCited by 30 opinions
1Opinion of the Court
OPINION
CANNELLA, District Judge:
After a bench trial, the Court finds that the plaintiff has failed to prove its entitlement to an injunction against the defendant pursuant to 15 U.S.C. § 77t(b), and, accordingly, judgment is entered for the defendant.
Jurisdiction is based upon the federal securities laws. 15 U.S.C. § 77t(b).
FACTS
Background
This is a Rule 10b-5 case involving allegations of deceptive conduct in connection with a highly specialized type of securities transaction, one which is used exclusively by a relatively small class of sophisticated investors. It is therefore essential to…
2Cases cited15 opinions
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
- Santa Fe Industries, Inc. v. GreenSupreme Court of the United States · 1977
- Chiarella v. United StatesSupreme Court of the United States · 1980
- Fed. Sec. L. Rep. P 96,351 Securities and Exchange Commission v. Commonwealth Chemical Securities, Inc.Court of Appeals for the Second Circuit · 1978
- United States v. Maryland Savings-Share Ins. Corp.Supreme Court of the United States · 1970
10 more not listed; retrieve them via the Exa API.
3Cited by30 opinions
- Manufacturers Hanover Trust Co. v. Drysdale Securities Corp.Court of Appeals for the Second Circuit · 1986
- Sheldon v. Comm'rUnited States Tax Court · 1990
- Matter of Bevill, Bresler & Schulman AssetDistrict Court, D. New Jersey · 1986
- Bevill, Bresler & Schulman Asset Management Corp. v. Spencer Savings & Loan Ass'nCourt of Appeals for the Third Circuit · 1989
- In the Matter of Legel, Braswell Government Securities Corp., Bankrupt. Westchester County Savings and Loan Association v. Legel, Braswell Government Securities Corp., Irving Trust Company v. Westchester County Savings and Loan AssociationCourt of Appeals for the Fifth Circuit · 1981
25 more not listed; retrieve them via the Exa API.