Legal Opinion
Securities & Exchange Commission v. Solucorp Industries Ltd.
District Court, S.D. New York
Decided July 25, 2003No. 99 CIV. 11965(WCC)PublishedCited by 14 opinions
1Opinion of the Court
OPINION AND ORDER
WILLIAM C. CONNER, Senior District Judge.
Plaintiff Securities and Exchange Commission (the “SEC”) brings this action against defendants Joseph S. Kemprowski, Peter R. Mantia, Victor Herman and Robert Kuhn, alleging that defendants, in violation of federal securities laws and SEC rules and regulations were (1) involved in the dissemination of false statements in press releases and SEC filings, (2) engaged in accounting fraud and (3) improperly trading in the securities of Solucorp Industries Ltd. (“Solucorp” or the “Company”). On March 17 through March 25, 2003, this Court…
2Cases cited7 opinions
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Sarah B. Shields, Individually and as Representative of All Others Similarly Situated v. Citytrust Bancorp, Inc., George F. Taylor and Irwin EngelmanCourt of Appeals for the Second Circuit · 1994
- Aaron v. Securities & Exchange CommissionSupreme Court of the United States · 1980
- Rolf v. Blyth, Eastman Dillon & Co.Court of Appeals for the Second Circuit · 1978
- In Re Northern Telecom Ltd. Securities LitigationDistrict Court, S.D. New York · 2000
2 more not listed; retrieve them via the Exa API.
3Cited by14 opinions
- Securities & Exchange Commission v. WolfsonCourt of Appeals for the Tenth Circuit · 2008
- Comprehensive Investment Services, Inc. v. MuddDistrict Court, S.D. New York · 2012
- Securities & Exchange Commission v. StraubDistrict Court, S.D. New York · 2013
- United States Securities & Exchange Commission v. BrownDistrict Court, District of Columbia · 2010
- United States Securities & Exchange Commission v. VerdiramoDistrict Court, S.D. New York · 2011
9 more not listed; retrieve them via the Exa API.