Legal Opinion
United States Securities & Exchange Commission v. Brown
District Court, District of Columbia
Decided September 27, 2010No. Civil Action 09-1423 (GK)PublishedCited by 16 opinions
1Opinion of the Court
MEMORANDUM OPINION
GLADYS KESSLER, District Judge.
Plaintiff United States Securities and Exchange Commission (“SEC”) brings this action against Defendants 1 Elaine M. Brown and Gary A. Prince alleging violations of the Securities Act of 1933 (“Securities Act”), 15 U.S.C. § 77a et seq., the Securities Exchange Act of 1934 (“Exchange Act”), 15 U.S.C. § 78a et seq., and Rules promulgated under the Exchange Act. This matter is before the Court on Defendants’ Motions to Dismiss the Complaint pursuant to Fed. R. Civ. P. 12(b)(6) and 9(b). [Dkt. Nos. 13, 14]. Upon consideration of the Motions,…
2Cases cited76 opinions
- Ashcroft v. IqbalSupreme Court of the United States · 2009
- Bell Atlantic Corp. v. TwomblySupreme Court of the United States · 2007
- Broadrick v. OklahomaSupreme Court of the United States · 1973
- Hoffman Estates v. Flipside, Hoffman Estates, Inc.Supreme Court of the United States · 1982
- Basic Inc. v. LevinsonSupreme Court of the United States · 1988
71 more not listed; retrieve them via the Exa API.
3Cited by16 opinions
- Securities & Exchange Commission v. DasCourt of Appeals for the Eighth Circuit · 2013
- Securities & Exchange Commission v. ConstantinDistrict Court, S.D. New York · 2013
- United States Securities & Exchange Commission v. MuddDistrict Court, S.D. New York · 2012
- ['U.S. SECURITIES AND EXCHANGE COMMISSION v. E-SMART TECHNOLOGIES, INC.']District Court, District of Columbia · 2014
- Sec. & Exch. Comm'n v. RPM Int'l, Inc.Court of Appeals for the D.C. Circuit · 2017
11 more not listed; retrieve them via the Exa API.