Legal Opinion
Carroll v. J.J.B. Hilliard, W.L. Lyons, Inc.
Indiana Court of Appeals
Decided November 22, 2000No. 49A04-9910-CV-468PublishedCited by 16 opinions
1Opinion of the Court
OPINION
FRIEDLANDER, Judge
On February 2, 1990, Gertrude E. Carroll filed a two-count complaint alleging common-law fraud and a violation Ind. Code Ann. § 23-2 et seq., the Indiana Securities Act (the Securities Act), against J.J.B. Hilliard, W.L. Lyons, Inc. (Hilliard Lyons), a stock brokerage firm, and R. Dale Cassiday, who was employed as a broker by Hilliard Lyons. A second, three-count, amended complaint was filed on March 23,1998. The allegations in the second amended complaint remained basically unchanged from those in the original complaint, and centered upon investment services…
2Cases cited8 opinions
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
- Yanoff v. MuncyIndiana Supreme Court · 1997
- Kirchoff v. SelbyIndiana Supreme Court · 1998
- Manns v. SkolnikIndiana Court of Appeals · 1996
- Catellier v. Depco, Inc.Indiana Court of Appeals · 1998
3 more not listed; retrieve them via the Exa API.
3Cited by16 opinions
- Green v. GreenTennessee Supreme Court · 2009
- Humphries v. AblesIndiana Court of Appeals · 2003
- Pathfinder Communications Corp. v. MacYIndiana Court of Appeals · 2003
- Weiss v. HarperIndiana Court of Appeals · 2004
- Leever v. LeeverIndiana Court of Appeals · 2009
11 more not listed; retrieve them via the Exa API.