Legal Opinion
McGinn, Smith & Co. v. Financial Industry Regulatory Authority
District Court, District of Columbia
Decided May 15, 2011No. Civil Action 11-825 (CKK)PublishedCited by 7 opinions
1Opinion of the Court
MEMORANDUM OPINION
COLLEEN KOLLAR-KOTELLY, District Judge.
This action was filed on May 2, 2011 by pro se Plaintiffs David L. Smith and Timothy M. McGinn for injunctive relief against Defendant Financial Industry Regulatory Authority (“FINRA”). 1 Plaintiffs seek to compel FINRA to stay a disciplinary proceeding that is scheduled to begin on May 16, 2011 until the conclusion of a civil proceeding pending against Plaintiffs in the United States District Court for the Northern District of New York, SEC v. McGinn, Smith & Co., No. 10-cv-457 (GLS)(DRH) (N.D.N.Y. filed Apr. 20, 2010). Although the…
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