Legal Opinion
Securities and Exchange Commission v. Mount Vernon Memorial Park
Court of Appeals for the Ninth Circuit
Decided January 4, 1982No. 97-99031PublishedCited by 26 opinions
1Opinion of the Court
POOLE, Circuit Judge:
In this appeal, we must decide whether the Mount Vernon Memorial Park (Mount Vernon), a Sacramento cemetery and mortuary which issued debentures in connection with the sale of its services, is an “investment compány” within the meaning of the Investment Company Act of 1940 (Act), 15 U.S.C. § 80a-l et seq. 1 In a two-count complaint filed in the district court, the Securities and Exchange Commission (Commission) alleged that Mount Vernon had failed to comply with the regulatory provisions of the Act and violated provisions of the Securities Act of 1933, § 77t(b), and the…
2Cases cited19 opinions
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Affiliated Ute Citizens of Utah v. United StatesSupreme Court of the United States · 1972
- Church of the Holy Trinity v. United StatesSupreme Court of the United States · 1892
- United Housing Foundation, Inc. v. FormanSupreme Court of the United States · 1975
- Aaron v. Securities & Exchange CommissionSupreme Court of the United States · 1980
14 more not listed; retrieve them via the Exa API.
3Cited by26 opinions
- 96 Cal. Daily Op. Serv. 6256, 96 Daily Journal D.A.R. 10,256 in Re Estate of Ferdinand Marcos Human Rights Litigation. Maximo Hilao, Class v. Estate of Ferdinand Marcos, Republic of the Philippines, a Non-Party Specifically Identified as Subject to the Preliminary Injunction, in Re Estate of Ferdinand Marcos Human Rights Litigation. Maximo Hilao, Class v. Estate of Ferdinand Marcos, Republic of the Philippines, a Non-Party Specifically Identified as Subject to the Preliminary InjunctionCourt of Appeals for the Ninth Circuit · 1996
- Nationwide Biweekly Administration, Inc. v. OwenCourt of Appeals for the Ninth Circuit · 2017
- Rivera v. BecerraCourt of Appeals for the Ninth Circuit · 1983
- Planned Parenthood Arizona Inc v. Tom BetlachCourt of Appeals for the Ninth Circuit · 2013
- United States v. David Alan WayteCourt of Appeals for the Ninth Circuit · 1983
21 more not listed; retrieve them via the Exa API.