Legal Opinion
Otis & Co. v. Securities and Exchange Commission
Court of Appeals for the Sixth Circuit
Decided September 18, 1939No. 7805PublishedCited by 36 opinions
1Opinion of the Court
ARANT, Circuit Judge.
Pursuant to Section 20(b) of the Securities Act of 1933, 48 Stat. 86, 49 Stat. 1921, 15 U.S.C. § 77t(b), 15 U.S.C.A. § 77t (b) and Section 21(e) of the Securities Exchange Act of 1934, 48 Stat. 899, 49 Stat.1921, 15 U.S.C. § 78u(e), 15 U.S.C.A. § 78u(e), the Securities and Exchange Commission brought suit to enjoin appellant from continuing activities alleged to violate Section 17(a) (2) of the Securities Act of 1933, 48 Stat. 84, 15 U.S.C. § 77q (a) (2), 15 U.S.C.A. § 77q(a_) (2), and Section 9(a) (2) of the Securities Exchange Act of 1934, 48 Stat. 889, 15 U.S.C. § 78i…
2Cases cited1 opinion
- Securities and Exchange Commission v. TorrCourt of Appeals for the Second Circuit · 1937
3Cited by36 opinions
- Walling v. Helmerich & Payne, Inc.Supreme Court of the United States · 1944
- Trussell v. United Underwriters, Ltd.District Court, D. Colorado · 1964
- Securities and Exchange Commission v. The Keller Corporation, Mid-Continent Securities Corp., Earl Bullock, F. Ray BessCourt of Appeals for the Seventh Circuit · 1963
- Fed. Sec. L. Rep. P 94,031 Securities and Exchange Commission v. First American Bank and Trust CompanyCourt of Appeals for the First Circuit · 1973
- Securities & Exchange Commission v. CulpepperCourt of Appeals for the Second Circuit · 1959
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