Securities & Exchange Commission v. John Adams Trust Corp.
District Court, D. Massachusetts
1Opinion of the Court
MEMORANDUM
WOODLOCK, District Judge.
This memorandum marks the quiet interment of the remaining defendant in this case, whose spectral legal existence need no longer require federal judicial attention.
The plaintiff Securities and Exchange Commission commenced this action with ex parte filings submitted on an emergency basis to protect the customers of an investment adviser gone awry and to obtain in-junctive relief against the principal of the adviser and his affiliates.
A skilled receiver thereafter appointed by the court has acted successfully to make whole the customers of the errant…
2Cases cited19 opinions
- United States v. W. T. Grant Co.Supreme Court of the United States · 1953
- Aaron v. Securities & Exchange CommissionSupreme Court of the United States · 1980
- Securities and Exchange Commission v. Manor Nursing Centers, Inc.Court of Appeals for the Second Circuit · 1972
- Braswell v. United StatesSupreme Court of the United States · 1988
- Steadman v. Securities & Exchange CommissionSupreme Court of the United States · 1981
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3Cited by10 opinions
- Securities & Exchange Commission v. WaterhouseDistrict Court, S.D. New York · 1992
- United States v. C.R. Bard, Inc.District Court, D. Massachusetts · 1994
- US SEC v. Hor Chong (David) BoeyDistrict Court, D. New Hampshire · 2013
- SEC v. Allen SmithDistrict Court, D. New Hampshire · 2015
- Securities and Exchange Commission v. LBRY, Inc.District Court, D. New Hampshire · 2023
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