Legal Opinion
Bass v. Janney Montgomery Scott, Inc.
Court of Appeals for the Sixth Circuit
Decided April 17, 2000No. 98-6150, 98-6226PublishedCited by 22 opinions
1Opinion of the CourtRyan, J.
GUY, JR., J., joined. MOORE, J. (pp. 592-95), delivered a separate opinion concurring in the judgment.
OPINION
RYAN, Circuit Judge.
Foremost among the issues we must decide in this appeal is whether the inclusion of stock purchase warrants along with a promissory note given in consideration of a loan renders the transaction subject to federal and Tennessee securities laws. We hold that it does, and because the district court ruled to the contrary, we reverse, in part, the judgment for the defendants.
The case came to litigation because the plaintiff, Jack M. Bass, Jr., made two loans totaling…
2Cases cited13 opinions
- Landreth Timber Co. v. LandrethSupreme Court of the United States · 1985
- Reves v. Ernst & YoungSupreme Court of the United States · 1990
- McIntyre v. BalentineTennessee Supreme Court · 1992
- Marine Bank v. WeaverSupreme Court of the United States · 1982
- In Re Air Crash Disaster.Court of Appeals for the Sixth Circuit · 1996
8 more not listed; retrieve them via the Exa API.
3Cited by22 opinions
- Perrysburg Township v. City of RossfordOhio Supreme Court · 2004
- In Re National Century Financial Enterprises, Inc.District Court, S.D. Ohio · 2009
- United States Securities & Exchange Commission v. ZadaCourt of Appeals for the Sixth Circuit · 2015
- In Re National Century Financial Enterprises, Inc.District Court, S.D. Ohio · 2008
- In Re National Century Financial Enterprises, Inc., Investment LitigationDistrict Court, S.D. Ohio · 2007
17 more not listed; retrieve them via the Exa API.