Legal Opinion
Kearney v. Prudential-Bache Securities, Inc.
District Court, S.D. New York
Decided November 28, 1988No. 84 Civ. 1625 (MBM)PublishedCited by 24 opinions
1Opinion of the Court
OPINION AND ORDER
MUKASEY, District Judge.
Plaintiff Patricia Kearney sues to recover damages for violations of §§ 4b, 4d and 9(a) of the Commodities Exchange Act (“CEA”), 7 U.S.C. §§ 6b, 6d and 13(a) (Supp. IV 1986), § 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b) (1982), and Rule 10b-5, 17 C.F.R. § 240.10b-5 (1988), as well as common law fraud and conversion. Defendants Prudential-Bache Securities, Inc. and its Canadian affiliate, Bache Halsey Stuart Canada, Ltd., have moved for summary judgment. For the reasons set forth below, summary judgment is granted.
Plaintiff…
2Cases cited42 opinions
- Anderson v. Liberty Lobby, Inc.Supreme Court of the United States · 1986
- United Mine Workers of America v. GibbsSupreme Court of the United States · 1966
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Blue Chip Stamps v. Manor Drug StoresSupreme Court of the United States · 1975
- Aaron v. Securities & Exchange CommissionSupreme Court of the United States · 1980
37 more not listed; retrieve them via the Exa API.
3Cited by24 opinions
- Ameriprise Financial Services, Inc. v. BelandCourt of Appeals for the Second Circuit · 2011
- In Re Prudential Insurance Co. of America Sales Practices LitigationDistrict Court, D. New Jersey · 1997
- R&W Technical Services Ltd. v. Commodity Futures Trading CommissionCourt of Appeals for the Fifth Circuit · 2000
- Citibank, N.A. v. K-H Corp.District Court, S.D. New York · 1990
- Securities & Exchange Commission v. LeeDistrict Court, S.D. New York · 2010
19 more not listed; retrieve them via the Exa API.