Legal Opinion
Ameriprise Financial Services, Inc. v. Beland
Court of Appeals for the Second Circuit
Decided November 3, 2011No. Docket 10-3399PublishedCited by 248 opinions
1Opinion of the Court
SACK, Circuit Judge:
This appeal requires us to address several unsettled issues concerning the effect of a class-action settlement on an individual class member’s preexisting right to arbitrate certain claims. The appellants, John and Elaine Beland (the “Belands”), brought various claims before Financial Industry Regulatory Authority (“FINRA”) arbitrators against Ameriprise Financial Services, Inc. (“Ameriprise”), a financial-services company, for, inter alia, breach of fiduciary duty, breach of contract, fraud, and negligent misrepresentation related to the decline in value of various…
2Cases cited63 opinions
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- United Steelworkers v. Warrior & Gulf Navigation Co.Supreme Court of the United States · 1960
- Pioneer Investment Services Co. v. Brunswick Associates Ltd. PartnershipSupreme Court of the United States · 1993
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3Cited by248 opinions
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