Legal Opinion
Fed. Sec. L. Rep. P 94,948 United States of America v. Alan C. Solomon
Court of Appeals for the Second Circuit
Decided January 14, 1975No. 514, Docket 74-2316PublishedCited by 53 opinions
1Opinion of the Court
FRIENDLY, Circuit Judge:
In mid-April 1973 Arthur Levine and Sol Leit, the chairman and president of Weis Securities, Inc. (Weis), a brokerage and investment banking firm which was a member of the New York Stock Exchange (NYSE), notified the Exchange that the firm was in financial difficulty and that there might have been certain “bookkeeping inadequacies” which had resulted in an understatement by as much as $2.5 million of its reported operating losses over the prior several months. Despite the officers’, urging that NYSE refrain, at least temporarily, from sending in examiners, NYSE…
2Cases cited37 opinions
- Miranda v. ArizonaSupreme Court of the United States · 1966
- Jackson v. Metropolitan Edison Co.Supreme Court of the United States · 1974
- Kastigar v. United StatesSupreme Court of the United States · 1972
- Burton v. Wilmington Parking AuthoritySupreme Court of the United States · 1961
- Murphy v. Waterfront Commission of New York HarborSupreme Court of the United States · 1964
32 more not listed; retrieve them via the Exa API.
3Cited by53 opinions
- Touche Ross & Co. v. RedingtonSupreme Court of the United States · 1979
- Susan A. Desiderio v. National Association of Securities Dealers, Inc.Court of Appeals for the Second Circuit · 1999
- Thomas Bernstein v. Lind-Waldock & Company and Chicago Mercantile ExchangeCourt of Appeals for the Seventh Circuit · 1984
- Ivan D. JONES, Jr., Petitioner, v. SECURITIES & EXCHANGE COMMISSION, RespondentCourt of Appeals for the Fourth Circuit · 1997
- United States v. SteinCourt of Appeals for the Second Circuit · 2008
48 more not listed; retrieve them via the Exa API.