Legal Opinion
Susan A. Desiderio v. National Association of Securities Dealers, Inc.
Court of Appeals for the Second Circuit
Decided September 22, 1999No. 1998PublishedCited by 271 opinions
1Opinion of the Court
CARDAMONE, Circuit Judge.
Plaintiff, Susan A. Desiderio, received an offer of employment from Florida’s Suntrust Bank (Suntrust or bank) to become a securities broker. Her employment was conditioned on registration with defendant National Association of Securities Dealers, Inc. (NASD). To register with the NASD, Desiderio was asked to sign Form U-4 that contained a provision making all employment related disputes subject to arbitration. Desiderio said she would sign the form only if the mandatory arbitration provision was stricken from it. When the NASD refused to accept an altered form, the…
2Cases cited36 opinions
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- International Brotherhood of Teamsters v. United StatesSupreme Court of the United States · 1977
- Lugar v. Edmondson Oil Co.Supreme Court of the United States · 1982
- Alexander v. Gardner-Denver Co.Supreme Court of the United States · 1974
- Robinson v. Shell Oil Co.Supreme Court of the United States · 1997
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3Cited by271 opinions
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- Jennifer Kimbrough v. Harden Manufacturing Corp.Court of Appeals for the Eleventh Circuit · 2002
- Martens v. ThomannCourt of Appeals for the Second Circuit · 2001
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