Legal Opinion
Securities and Exchange Commission v. Graye
District Court, S.D. New York
Decided November 14, 1957PublishedCited by 12 opinions
1Opinion of the Court
IRVING R. KAUFMAN, District Judge.
By this motion the Securities and Exchange Commission seeks a preliminary injunction pursuant to Rule 65 of the Federal Rules of Civil Procedure, 28 U.S. C.A. to restrain defendant from future violations of § 15(c) (3) of the Securities Exchange Act of 1934 (15 U.S.C.A. § 78o (c) (3) and of Rule 240.15 c 3-1 (17 C.F.R. § 240.15 c 3-1) of the Securities and Exchange Commission (hereinafter referred to as S.E.C.). Defendant, James C. Graye, doing business as James C. Graye Co., is a broker-dealer registered with the S.E.C. pursuant to § 15 of the Securities…
2Cases cited9 opinions
- Sims v. GreeneCourt of Appeals for the Third Circuit · 1947
- Securities and Exchange Commission v. TorrCourt of Appeals for the Second Circuit · 1937
- Otis & Co. v. Securities and Exchange CommissionCourt of Appeals for the Sixth Circuit · 1939
- Securities and Exchange Commission v. OkinCourt of Appeals for the Second Circuit · 1943
- Burlington Mills Corporation v. Roy FabricsDistrict Court, S.D. New York · 1950
4 more not listed; retrieve them via the Exa API.
3Cited by12 opinions
- Dombrowski v. PfisterDistrict Court, E.D. Louisiana · 1964
- F.W. Kerr Chemical Company v. Crandall Associate, Inc.Court of Appeals for the Sixth Circuit · 1987
- Securities & Exchange Commission v. General Securities Co.District Court, S.D. New York · 1963
- Sons of Confederate Veterans, Inc. v. GlendeningDistrict Court, D. Maryland · 1997
- Automatic Radio Mfg. Co. v. Ford Motor CompanyDistrict Court, D. Massachusetts · 1967
7 more not listed; retrieve them via the Exa API.