Legal Opinion
F.N. Wolf & Co. v. Bowles
New York Supreme Court
Decided April 6, 1994PublishedCited by 8 opinions
1Opinion of the Court
OPINION OF THE COURT
Edward H. Lehner, J.
The issues presented on this motion by defendant to compel arbitration are whether the Code of Arbitration Procedure (the Code) of the National Association of Securities Dealers (NASD) in effect in November 1990 required the arbitration of employment disputes between a member and an associated person, and if so, whether that requirement could be waived.
FACTS
In November 1990 defendant accepted a position as a sales representative with plaintiff F.N. Wolf & Co., Inc. (Wolf) and executed two documents, both dated November 26, 1990. The first was the…
2Cases cited7 opinions
- Moses H. Cone Memorial Hospital v. Mercury Construction Corp.Supreme Court of the United States · 1983
- Cale Development Co. v. Conciliation & Appeals BoardAppellate Division of the Supreme Court of the State of New York · 1983
- Cale Development Co. v. Conciliation & Appeals BoardNew York Court of Appeals · 1984
- Fletcher v. Kidder, Peabody & Co.New York Court of Appeals · 1993
- Singer v. Jefferies & Co.New York Court of Appeals · 1991
2 more not listed; retrieve them via the Exa API.
3Cited by8 opinions
- Thomas James Associates, Inc. Barbara S. Miller Michelle K. Reichert Dave Kleber Michael G. Gomez and James A. Villa v. Harry JamesonCourt of Appeals for the Second Circuit · 1996
- Johnson v. Piper Jaffray, Inc.Supreme Court of Minnesota · 1995
- O'DONNELL v. First Investors Corp.District Court, S.D. New York · 1995
- Singer v. Commodities Corp.New Jersey Superior Court Appellate Division · 1996
- Pitter v. Prudential Life Ins. Co. of AmericaDistrict Court, E.D. New York · 1995
3 more not listed; retrieve them via the Exa API.