Legal Opinion

Smith Barney, Inc. v. Keeney

Supreme Court of Iowa

Decided October 22, 1997No. 96-1052, 96-1053PublishedCited by 15 opinions

1Opinion of the Court

CARTER, Justice.

The threshold question in this litigation is whether the consequences of a six-year limitation period for the arbitration of disputes under a customer’s agreement with a securities firm is to be determined by an arbitrator or by a court. The securities firm, Smith Barney, Inc., and its sales representative, William Kirke, urged and the district court concluded that this was a matter for the court to decide. As a result of that conclusion, the district court found that the disputes the appellants desired to arbitrate arose from events occurring more than six years before the…

2Cases cited12 opinions

  1. At&T Technologies, Inc. v. Communications WorkersSupreme Court of the United States · 1986
  2. Iowa Fuel & Minerals, Inc. v. Iowa State Board of RegentsSupreme Court of Iowa · 1991
  3. Painewebber Incorporated v. H. William HofmannCourt of Appeals for the Third Circuit · 1993
  4. Fsc Securities Corporation Marlis Gilbert Integrated Financial Services and Richard E. Connolly, Jr. v. Judy Freel Mirle Freel, Jr.Court of Appeals for the Eighth Circuit · 1994
  5. Smith Barney Shearson, Inc. v. BooneCourt of Appeals for the Fifth Circuit · 1995

7 more not listed; retrieve them via the Exa API.

3Cited by15 opinions

  1. John Hancock Life Insurance Company v. WilsonCourt of Appeals for the Second Circuit · 2001
  2. Sun Media Systems, Inc. v. KDSM, LLCDistrict Court, S.D. Iowa · 2008
  3. Smith Barney, Inc. v. Painters Local Union No. 109 Pension FundNebraska Supreme Court · 1998
  4. Kent v. IowaDistrict Court, S.D. Iowa · 2009
  5. John Hancock Life Insurance v. WilsonCourt of Appeals for the Second Circuit · 2001

10 more not listed; retrieve them via the Exa API.

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