Legal Opinion
Securities & Exchange Commission v. Siebel Systems, Inc.
District Court, S.D. New York
Decided September 1, 2005No. 04 CV 5130(GBD)PublishedCited by 9 opinions
1Opinion of the Court
MEMORANDUM DECISION AND ORDER
DANIELS, District Judge.
Plaintiff, the Securities and Exchange Commission (“SEC”), commenced this action, against Siebel Systems, Inc. (“Siebel Systems”), Siebel Systems’s Chief Financial Officer, Kenneth Goldman, and one of Siebel Systems’s Senior Vice Presidents, Mark Hanson. The SEC charges the defendants with, inter alia, violations of, or aiding and abetting in the violation of, Regulation FD (“Fair Disclosure”), 17 C.F.R. § 243.100. In general terms, Regulation FD prohibits a company and its senior officials from privately disclosing any material nonpublic…
2Cases cited34 opinions
- Conley v. GibsonSupreme Court of the United States · 1957
- In Re Burlington Coat Factory Securities Litigation. P. Gregory Buchanan, Jacob Turner and Ronald AbramoffCourt of Appeals for the Third Circuit · 1997
- Chambers v. Time Warner, Inc.Court of Appeals for the Second Circuit · 2002
- Basic Inc. v. LevinsonSupreme Court of the United States · 1988
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
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3Cited by9 opinions
- Hawran v. HixsonCalifornia Court of Appeal · 2012
- Coggins v. County of NassauDistrict Court, E.D. New York · 2013
- Oklahoma Firefighters Pension & Retirement System v. Student Loan Corp.District Court, S.D. New York · 2013
- CSX Corp. v. Children's Investment Fund Management (UK) LLPDistrict Court, S.D. New York · 2008
- Securities & Exchange Commission v. WylyDistrict Court, S.D. New York · 2011
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