Legal Opinion
Marchiano v. National Ass'n of Securities Dealers, Inc.
District Court, District of Columbia
Decided February 16, 2001No. CIV.A. 00-00331 HHKPublishedCited by 9 opinions
1Opinion of the Court
MEMORANDUM OPINION
KENNEDY, District Judge.
Plaintiff Anthony J. Marchiano (“Mar-chiano”) seeks a preliminary and permanent injunction barring defendants National Association of Securities Dealers, Inc. (“NASD”) and NASD Regulation, Inc. (“NASD Regulation”) (collectively, “NASD Defendants”) from prosecuting a NASD Regulation disciplinary proceeding against him. Marchiano claims that the disciplinary proceeding violates his federal and state constitutional rights and is based solely on his invocation of his Fifth Amendment privileges in a 240-count, New York criminal indictment, charging…
2Cases cited21 opinions
- Steel Co. v. Citizens for a Better EnvironmentSupreme Court of the United States · 1998
- Lugar v. Edmondson Oil Co.Supreme Court of the United States · 1982
- McKart v. United StatesSupreme Court of the United States · 1969
- Myers v. Bethlehem Shipbuilding Corp.Supreme Court of the United States · 1938
- Aircraft & Diesel Equipment Corp. v. HirschSupreme Court of the United States · 1947
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3Cited by9 opinions
- D.L. Cromwell Investments, Inc., Lloyd Bierne, David S. Davidson, Eric S. Thomas, and Matthew Greenwald v. Nasd Regulation, Inc.Court of Appeals for the Second Circuit · 2002
- North v. Smarsh, Inc.District Court, District of Columbia · 2015
- Daniels v. Union Pacific RailroadDistrict Court, District of Columbia · 2007
- McGinn, Smith & Co. v. Financial Industry Regulatory AuthorityDistrict Court, District of Columbia · 2011
- Scher v. National Ass'n of Securities DealersDistrict Court, S.D. New York · 2005
4 more not listed; retrieve them via the Exa API.