Legal Opinion
Battle v. Prudential Ins. Co. of America
District Court, D. Minnesota
Decided August 4, 1997No. 3-96-870PublishedCited by 10 opinions
1Opinion of the Court
MEMORANDUM OPINION AND ORDER
DAVIS, District Judge.
Facts
Plaintiff Robert Battle was employed by The Prudential Insurance Company of America (“Prudential”) from May 1980 to September 1994. On December 7, 1984, Plaintiff executed a National Association of Securities Dealers (“NASD”) Uniform Application for Securities Industry Registration or Transfer Form U-4 (“U-4”) in connection with his employment at Prudential. Thereafter, Plaintiff was a NASD registered representative of the Prudential and PRUCO Securities Corporation.
The U-4 form signed by Plaintiff provides, inter alia:
2. I hereby apply…
2Cases cited28 opinions
- Moses H. Cone Memorial Hospital v. Mercury Construction Corp.Supreme Court of the United States · 1983
- First Options of Chicago, Inc. v. KaplanSupreme Court of the United States · 1995
- Landgraf v. USI Film ProductsSupreme Court of the United States · 1994
- At&T Technologies, Inc. v. Communications WorkersSupreme Court of the United States · 1986
- Mitsubishi Motors Corp. v. Soler Chrysler-Plymouth, Inc.Supreme Court of the United States · 1985
23 more not listed; retrieve them via the Exa API.
3Cited by10 opinions
- In Re Halliburton Co.Texas Supreme Court · 2002
- Robert L. Haskins, Sr. v. Prudential Insurance Company of America, A/K/A the Prudential Insurance and Financial ServicesCourt of Appeals for the Sixth Circuit · 2000
- Rosenberg v. Merrill Lynch, Pierce, Fenner & Smith, Inc.District Court, D. Massachusetts · 1998
- Ex Parte HaganSupreme Court of Alabama · 1998
- Ottman v. FaddenCourt of Appeals of Minnesota · 1998
5 more not listed; retrieve them via the Exa API.