Legal Opinion
Securities & Exchange Commission v. Kern
Court of Appeals for the Second Circuit
Decided September 27, 2005No. Docket Nos. 03-6235-CV(L), 04-0095-CV (CON)PublishedCited by 57 opinions
1Opinion of the Court
POOLER, Circuit Judge.
Defendants-appellants Richard Kern, Donald Kern, Charles Wilkins, and related entities1 appeal from the October 2, 2003, judgment of the United States District Court for the Southern District of New York (Sidney H. Stein, /.), in favor of plaintiff-appellee, the Securities and Exchange Commission (“Commission”), finding defendants in violation of, inter alia, the registration requirements of the Securities Act of 1933, ch. 38, 48 Stat. 74 (codified as amended at 15 U.S.C. § 77a-77aa (2000)) (“Act”). This judgment was based on an order filed May 13, 2002, granting partial…
2Cases cited9 opinions
- Celotex Corp. v. Catrett, Administratrix of the Estate of CatrettSupreme Court of the United States · 1986
- Chevron U. S. A. Inc. v. Natural Resources Defense Council, Inc.Supreme Court of the United States · 1984
- Richard Morales v. Quintel Entertainment, Inc. And Peter StolzCourt of Appeals for the Second Circuit · 2001
- Securities & Exchange Commission v. Ralston Purina Co.Supreme Court of the United States · 1953
- Allen v. CoughlinCourt of Appeals for the Second Circuit · 1995
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3Cited by57 opinions
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- Silvercreek Management, Inc. v. Citigroup, Inc.District Court, S.D. New York · 2017
- Rothstein v. American International Group, Inc.Court of Appeals for the Second Circuit · 2016
- Securities & Exchange Commission v. CKB168 Holdings, Ltd.District Court, E.D. New York · 2016
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