Legal Opinion
Dabit v. Merrill Lynch, Pierce, Fenner & Smith, Inc.
Court of Appeals for the Second Circuit
Decided January 11, 2005No. Nos. 03-7499, 03-7458PublishedCited by 72 opinions
1Opinion of the Court
SOTOMAYOR, Circuit Judge.
These two separate appeals, consolidated for purposes of oral argument and opinion, present an issue of first impression in this Circuit: whether the Securities Litigation Uniform Standards Act of 1998 (“SLUSA”), Pub.L. No. 105-353, 112 Stat. 3227, which preempts certain class actions based upon state law brought by private parties alleging a misrepresentation or omission “in connection with the purchase or sale” of certain nationally traded securities, SLUSA § 101(b), 112 Stat. at 3230 (codified at 15 U.S.C. § 78bb(f)), preempts claims that do not allege that…
2Cases cited54 opinions
- Conley v. GibsonSupreme Court of the United States · 1957
- Chevron U. S. A. Inc. v. Natural Resources Defense Council, Inc.Supreme Court of the United States · 1984
- Skidmore v. Swift & Co.Supreme Court of the United States · 1944
- Metropolitan Life Insurance v. TaylorSupreme Court of the United States · 1987
- United States v. Mead Corp.Supreme Court of the United States · 2001
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3Cited by72 opinions
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- Cyan, Inc. v. Beaver County Employees Retirement FundSupreme Court of the United States · 2018
- In Re Eaton Vance Mutual Funds Fee LitigationDistrict Court, S.D. New York · 2005
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