Rosenthal & Company v. Commodity Futures Trading Commission
Court of Appeals for the Seventh Circuit
1Opinion of the Court
POSNER, Circuit Judge.
This petition by Rosenthal & Company, a commodities broker, to review an order of the Commodity Futures Trading Commission requires us to decide questions of the interpretation and application of section 2(a)(1) of the Commodity Exchange Act, 7 U.S.C. § 4. That section provides that “the act, omission, or failure of any official, agent, or other person acting for [an entity regulated by the Commodity Futures Trading Commission] within the scope of his employment or office shall be deemed the act, omission, or failure of” the entity itself.
In 1974 and 1975 Larry Pinckney…
2Cases cited9 opinions
- Fed. Sec. L. Rep. P 97,357 Marbury Management, Inc., and Harry Bader, Plaintiffs-Appellants-Appellees v. Alfred Kohn, and Wood, Walker & Co.Court of Appeals for the Second Circuit · 1980
- Larry L. McKinnon v. City of Berwyn, a Municipal CorporationCourt of Appeals for the Seventh Circuit · 1985
- Fed. Sec. L. Rep. P 92,864 Pearl J. Barker v. Henderson, Franklin, Starnes & Holt, and Taylor, Edenfield, Gilliam & WiltshireCourt of Appeals for the Seventh Circuit · 1986
- Commodity Futures Trading Commission v. Premex, Inc., and Samuel ZackCourt of Appeals for the Seventh Circuit · 1981
- Ladonna Anderson as of the Estate of Donald Anderson v. Marathon Petroleum Company, F/k/a Marathon Oil CompanyCourt of Appeals for the Seventh Circuit · 1986
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3Cited by63 opinions
- George Jones, Cross-Appellant v. City of Chicago, Cross-AppelleesCourt of Appeals for the Seventh Circuit · 1988
- Meyer v. HolleySupreme Court of the United States · 2003
- Harrison v. Dean Witter Reynolds, Inc.Court of Appeals for the Seventh Circuit · 1992
- Robinson v. Jacksonville Shipyards, Inc.District Court, M.D. Florida · 1991
- Joseph P. Cange v. Stotler and Company, Inc.Court of Appeals for the Seventh Circuit · 1987
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