Legal Opinion

Rosenthal & Company v. Commodity Futures Trading Commission

Court of Appeals for the Seventh Circuit

Decided November 3, 1986No. 85-2053PublishedCited by 63 opinions

1Opinion of the Court

POSNER, Circuit Judge.

This petition by Rosenthal & Company, a commodities broker, to review an order of the Commodity Futures Trading Commission requires us to decide questions of the interpretation and application of section 2(a)(1) of the Commodity Exchange Act, 7 U.S.C. § 4. That section provides that “the act, omission, or failure of any official, agent, or other person acting for [an entity regulated by the Commodity Futures Trading Commission] within the scope of his employment or office shall be deemed the act, omission, or failure of” the entity itself.

In 1974 and 1975 Larry Pinckney…

2Cases cited9 opinions

  1. Fed. Sec. L. Rep. P 97,357 Marbury Management, Inc., and Harry Bader, Plaintiffs-Appellants-Appellees v. Alfred Kohn, and Wood, Walker & Co.Court of Appeals for the Second Circuit · 1980
  2. Larry L. McKinnon v. City of Berwyn, a Municipal CorporationCourt of Appeals for the Seventh Circuit · 1985
  3. Fed. Sec. L. Rep. P 92,864 Pearl J. Barker v. Henderson, Franklin, Starnes & Holt, and Taylor, Edenfield, Gilliam & WiltshireCourt of Appeals for the Seventh Circuit · 1986
  4. Commodity Futures Trading Commission v. Premex, Inc., and Samuel ZackCourt of Appeals for the Seventh Circuit · 1981
  5. Ladonna Anderson as of the Estate of Donald Anderson v. Marathon Petroleum Company, F/k/a Marathon Oil CompanyCourt of Appeals for the Seventh Circuit · 1986

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3Cited by63 opinions

  1. George Jones, Cross-Appellant v. City of Chicago, Cross-AppelleesCourt of Appeals for the Seventh Circuit · 1988
  2. Meyer v. HolleySupreme Court of the United States · 2003
  3. Harrison v. Dean Witter Reynolds, Inc.Court of Appeals for the Seventh Circuit · 1992
  4. Robinson v. Jacksonville Shipyards, Inc.District Court, M.D. Florida · 1991
  5. Joseph P. Cange v. Stotler and Company, Inc.Court of Appeals for the Seventh Circuit · 1987

58 more not listed; retrieve them via the Exa API.

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