Legal Opinion

Fed. Sec. L. Rep. P 97,357 Marbury Management, Inc., and Harry Bader, Plaintiffs-Appellants-Appellees v. Alfred Kohn, and Wood, Walker & Co.

Court of Appeals for the Second Circuit

Decided April 21, 1980No. 129, 130, Dockets 79-7364, 7380PublishedCited by 255 opinions

1Opinion of the Court

*707DOOLING, District Judge:

Marbury Management, Inc., (“Marbury”) and Harry Bader sued Alfred Kohn and Wood, Walker & Co., the brokerage house that employed Kohn, for losses incurred on securities purchased through Wood, Walker allegedly on the faith of Kohn’s representations that he was a “lawfully licensed registered representative,” authorized to transact buy and sell orders on behalf of Wood, Walker.1 After a non-jury trial before the Honorable Lee P. Gagliardi, District Judge, the court found that Kohn was employed by Wood, Walker as a trainee and that his repeated statements that he was a…

2Cases cited47 opinions

  1. Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
  2. Blue Chip Stamps v. Manor Drug StoresSupreme Court of the United States · 1975
  3. Fed. Sec. L. Rep. P 94,853 John Schlick v. Penn-Dixie Cement CorporationCourt of Appeals for the Second Circuit · 1974
  4. Fed. Sec. L. Rep. P 93,959 Frank Lanza, Jr. v. Drexel & Co., Theodore J. Kircher and Christie F. VitoloCourt of Appeals for the Second Circuit · 1973
  5. Myzel v. FieldsCourt of Appeals for the Eighth Circuit · 1967

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3Cited by255 opinions

  1. Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
  2. Lentell v. Merrill Lynch & Co.Court of Appeals for the Second Circuit · 2005
  3. Huddleston v. Herman & MacLeanCourt of Appeals for the Fifth Circuit · 1981
  4. Kay Hollinger Richard Llewelyn Jones Edward E. Nissen Judy D'Arcy K-Judy, Ltd. v. Titan Capital Corp. Emil Wilkowski Painter Financial Group, Ltd.Court of Appeals for the Ninth Circuit · 1990
  5. Richard D. BENNETT and Carole A. Bennett, Plaintiffs-Appellants, v. UNITED STATES TRUST COMPANY OF NEW YORK, Defendant-AppelleeCourt of Appeals for the Second Circuit · 1985

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