Legal Opinion
John J. Fiero & Fiero Bros. v. Financial Industry Regulatory Authority, Inc.
District Court, S.D. New York
Decided April 2, 2009No. 08 Civ. 1298 (VM)PublishedCited by 4 opinions
1Opinion of the Court
DECISION AND ORDER
VICTOR MARRERO, District Judge.
Plaintiffs John J. Fiero (“Fiero”) and Fiero Brothers, Inc. (“Fiero Brothers”) (collectively the “Fieros”) brought this action against defendant Financial Industry Regulatory Authority, Inc. (“FINRA”) seeking a judgment declaring that FINRA cannot recover financial penalties that FINRA imposed on the Fieros following a disciplinary proceeding. FINRA counterclaims to collect those same penalties. Now before the Court are cross-motions to dismiss the parties’ respective complaints pursuant to Federal Rule of Civil Procedure 12(b)(6) (“Rule…
2Cases cited47 opinions
- Bell Atlantic Corp. v. TwomblySupreme Court of the United States · 2007
- Moses H. Cone Memorial Hospital v. Mercury Construction Corp.Supreme Court of the United States · 1983
- Franchise Tax Bd. of Cal. v. Construction Laborers Vacation Trust for Southern Cal.Supreme Court of the United States · 1983
- Allen v. McCurrySupreme Court of the United States · 1980
- First Options of Chicago, Inc. v. KaplanSupreme Court of the United States · 1995
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3Cited by4 opinions
- Fiero v. Financial Industry Regulatory Authority, Inc.Court of Appeals for the Second Circuit · 2011
- Ellis-Don Construction, Inc. v. HKS, Inc.District Court, M.D. North Carolina · 2004
- Fiero v. Financial Industry Regulatory Authority, Inc.District Court, S.D. New York · 2009
- John J. Fiero and Fiero Brothers, Inc. v. FinraCourt of Appeals for the Second Circuit · 2011