Legal Opinion

John J. Fiero and Fiero Brothers, Inc. v. Finra

Court of Appeals for the Second Circuit

Decided October 5, 2011No. 09-1556Published

1Opinion of the Court

09-1556-cv (L) John J. Fiero and Fiero Brothers, Inc. v. FINRA 1 UNITED STATES COURT OF APPEALS 2 FOR THE SECOND CIRCUIT 3 August Term, 2009 4 (Argued: April 6, 2010 Decided: October 5, 2011) 5 Docket Nos. 09-1556-cv(L), 09-1863-cv(XAP) 6 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 7 JOHN J. FIERO and FIERO BROTHERS, INC., 8 9 Plaintiffs-Counter-Defendants-Appellants-Cross- 10 Appellees, 11 12 v. 13 14 FINANCIAL INDUSTRY REGULATORY AUTHORITY, INC., 15 16 Defendant-Counterclaimant-Appellee-Cross- 17 Appellant. 18 19 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - 20…

2Cases cited25 opinions

  1. Franchise Tax Bd. of Cal. v. Construction Laborers Vacation Trust for Southern Cal.Supreme Court of the United States · 1983
  2. Touche Ross & Co. v. RedingtonSupreme Court of the United States · 1979
  3. Merrill Lynch, Pierce, Fenner & Smith, Inc. v. CurranSupreme Court of the United States · 1982
  4. Columbia Broadcasting System, Inc. v. United StatesSupreme Court of the United States · 1942
  5. Southern New England Telephone Co. v. Global NAPs Inc.Court of Appeals for the Second Circuit · 2010

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