Legal Opinion

Fiero v. Financial Industry Regulatory Authority, Inc.

District Court, S.D. New York

Decided July 24, 2009No. 08 Civ. 1298 (VM)Published

1Opinion of the Court

DECISION AND ORDER

VICTOR MARRERO, District Judge.

By Order dated March 30, 2009, the Court granted the motion of Financial Industry Regulatory Authority, Inc. (“FIN-RA”) to dismiss the declaratory judgment action brought by John J. Fiero and Fiero Brothers, Ine.’s (the “Fieros”), denied the Fieros’ motion to dismiss FINRA’s counterclaim and directed the Clerk of Court to close the case. The Court’s findings, reasoning and conclusions were set forth in a Decision and Order issued on April 2,-2009 (the “April Decision and Order”). 1 Shortly thereafter the Court realized that although it was the…

2Cases cited7 opinions

Exxon Mobil Corp. v. Saudi Basic Industries Corp.Supreme Court of the United States · 2005
Marrese v. American Academy of Orthopaedic SurgeonsSupreme Court of the United States · 1985
Wojchowski v. DainesCourt of Appeals for the Second Circuit · 2007
Ex Parte Worcester County National BankSupreme Court of the United States · 1929
Financial Industry Regulatory Authority, Inc. v. FieroNew York Court of Appeals · 2008

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