Legal Opinion

Cauble v. Mabon Nugent & Co.

District Court, S.D. New York

Decided August 28, 1984No. 82 Civ. 7176 (ADS)PublishedCited by 59 opinions

1Opinion of the Court

OPINION AND ORDER

SOFAER, District Judge.

Plaintiff Rex Cauble (“Cauble”) brought this action against Mabon, Nugent and Co. (“Mabon”), a commodities brokerage partnership, and two of its general partners, Jeffrey Pollack and Leon Pollack, seeking relief on nine causes of action under both the Commodity Exchange Act (“CEA”) and state law. Four counts — including fraudulent trading under § 4b of the CEA, 7 U.S.C. § 6b (1982), aiding and abetting under § 13 of the CEA, 7 U.S.C. § 13c (1982), negligence and gross negligence under state law — stem from the allegedly wrongful liquidation of Cauble’s…

2Cases cited29 opinions

  1. Annette Heyman v. Commerce and Industry Insurance CompanyCourt of Appeals for the Second Circuit · 1975
  2. Merrill Lynch, Pierce, Fenner & Smith, Inc. v. CurranSupreme Court of the United States · 1982
  3. Port Chester Electrical Construction Corp. v. AtlasNew York Court of Appeals · 1976
  4. Brown v. LockwoodAppellate Division of the Supreme Court of the State of New York · 1980
  5. Meese v. MillerAppellate Division of the Supreme Court of the State of New York · 1981

24 more not listed; retrieve them via the Exa API.

3Cited by59 opinions

  1. Fed. Sec. L. Rep. P 94,768 Phil A. Street and Clyde H. Street v. J.C. Bradford & CompanyCourt of Appeals for the Sixth Circuit · 1990
  2. Shiv B. Katara, as Administrator of Manisha Sportswear, Inc. Defined Pension Trust v. D.E. Jones Commodities, Inc., and Alpha O. NickelberryCourt of Appeals for the Second Circuit · 1987
  3. Fed. Sec. L. Rep. P 96,288 William S. Flickinger v. Harold C. Brown & Co., Inc. And Bradford Broker Settlement, Inc., N/k/a Fidata CorporationCourt of Appeals for the Second Circuit · 1991
  4. Granite Partners, LP v. Bear, Stearns & Co. Inc.District Court, S.D. New York · 1998
  5. Brown v. KFC National Management Co.Hawaii Supreme Court · 1996

54 more not listed; retrieve them via the Exa API.

Showing a preview — retrieve the full document via the Exa API.

Powered by the Exa API