Legal Opinion
John Pierce v. Securities and Exchange Commission
Court of Appeals for the Ninth Circuit
Decided December 12, 1956No. 14901_1PublishedCited by 25 opinions
1Opinion of the Court
BONE, Circuit Judge.
On October 28, 1954, petitioner filed with the Securities and Exchange Commission (herein “Commission”) an application for registration as a broker or dealer. 15 U.S.C.A. § 78o(b). On November 5, 1954, the Commission ordered that a hearing be held on the question of denial of registration to petitioner, 15 U.S.C.A. § 78o(b), which hearing was held at Los Angeles, California, in November and December 1954. On February 8, 1955, the Hearing Examiner filed a 44 page Recommended Decision which recommended that petitioner’s application for registration as a broker and dealer…
2Cases cited9 opinions
- Universal Camera Corp. v. National Labor Relations BoardSupreme Court of the United States · 1951
- Morgan v. United StatesSupreme Court of the United States · 1936
- Federal Communications Commission v. Allentown Broadcasting Corp.Supreme Court of the United States · 1955
- Wright v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 1940
- Norris & Hirshberg, Inc. v. Securities & Exchange CommissionCourt of Appeals for the D.C. Circuit · 1947
4 more not listed; retrieve them via the Exa API.
3Cited by25 opinions
- Mortimer W. Hanly, Arthur Gladstone, Frederick C. Stutzmann, Jr., Steven Charles Paras, and Charles Arthur Fehr v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 1969
- Ivan D. JONES, Jr., Petitioner, v. SECURITIES & EXCHANGE COMMISSION, RespondentCourt of Appeals for the Fourth Circuit · 1997
- Irwin Berko v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 1963
- Associated Securities Corp. v. Securities & Exchange CommissionCourt of Appeals for the Tenth Circuit · 1960
- Dale Verne Deremer v. United StatesCourt of Appeals for the Eighth Circuit · 1965
20 more not listed; retrieve them via the Exa API.