Legal Opinion
Associated Securities Corp. v. Securities & Exchange Commission
Court of Appeals for the Tenth Circuit
Decided October 18, 1960No. Nos. 6514, 6553PublishedCited by 53 opinions
1Opinion of the Court
BREITENSTEIN, Circuit Judge.
In each of these proceedings to review orders of the Securities and Exchange Commission the petitioners move for a stay of the Commission’s orders pending review in this court.
In No. 6514 the Commission held that the registration of Associated Securities Corporation as a broker and dealer should be revoked and found that Norman B. Jenson, its executive vice-president, treasurer and controlling stockholder was “a cause of this order of revocation.” This order was based on findings that, in the sale of common stock of New Hemisphere Life Insurance Company, Associated…
2Cases cited5 opinions
- Scripps-Howard Radio, Inc. v. Federal Communications CommissionSupreme Court of the United States · 1942
- Wright v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 1940
- Stadia Oil & Uranium Co. v. WheelisCourt of Appeals for the Tenth Circuit · 1957
- Securities & Exchange Commission v. Mono-Kearsarge Consolidated Mining Co.District Court, D. Utah · 1958
- John Pierce v. Securities and Exchange CommissionCourt of Appeals for the Ninth Circuit · 1956
3Cited by53 opinions
- Abbott Laboratories v. GardnerSupreme Court of the United States · 1967
- Norman Bridge Drug Company v. Michael Banner, John R. Bartels, Jr., Administrator, Drug Enforcement AdministrationCourt of Appeals for the Fifth Circuit · 1976
- Robert F. Haltmier v. Commodity Futures Trading CommissionCourt of Appeals for the Second Circuit · 1977
- Irwin Berko v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 1963
- Pacific Coast Meat Jobbers Ass'n v. Cost of Living CouncilTemporary Emergency Court of Appeals · 1973
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