Legal Opinion
Fed. Sec. L. Rep. P 97,639 Cal Swenson and Carolyn Swenson v. Richard and Ralph Engelstad
Court of Appeals for the Fifth Circuit
Decided September 24, 1980No. 79-1662PublishedCited by 82 opinions
1Opinion of the Court
JAMES C. HILL, Circuit Judge:
Plaintiff Cal and Carolyn Swenson commenced this action against defendants Ralph Engelstad and Richard Engelstad, 1 seeking to recover damages sustained as a result of their purchase of unregistered securities. Recovery was sought under § 12(1), § 12(2), and § 15 of the Securities Act of 1933,15 U.S.C.A. § 771 (1), (2), § 77o; § 10(b) of the Securities Exchange Act of 1934, 15 U.S.C.A. § 78j(b), SEC Rule 10b-5, 17 C.P.R. § 240.10b-5; and § 17.50 of the Texas Deceptive Trade Practices — Consumer Protection Act, Tex.Bus. & Com.Code Ann. tit. 2, § 17.50 (Vernon…
2Cases cited18 opinions
- The Boeing Company v. Daniel C. ShipmanCourt of Appeals for the Fifth Circuit · 1969
- Securities & Exchange Commission v. Ralston Purina Co.Supreme Court of the United States · 1953
- Fed. Sec. L. Rep. P 93,213 Hill York Corporation v. American International Franchises, Inc., Gurn H. FreemanCourt of Appeals for the Fifth Circuit · 1971
- Fed. Sec. L. Rep. P 97,301 Securities and Exchange Commission v. Spence & Green Chemical Company and Andrew Spence, Sr.Court of Appeals for the Fifth Circuit · 1980
- Fed. Sec. L. Rep. P 96,048 Milton E. Dupuy v. Clarence O. Dupuy, Jr.Court of Appeals for the Fifth Circuit · 1977
13 more not listed; retrieve them via the Exa API.
3Cited by82 opinions
- Huddleston v. Herman & MacLeanCourt of Appeals for the Fifth Circuit · 1981
- Fed. Sec. L. Rep. P 98,033 James L. Shores, Jr., as of the Estate of Clarence E. Bishop, Jr., Etc. v. Jerald H. SklarCourt of Appeals for the Fifth Circuit · 1981
- Fed. Sec. L. Rep. P 97,862 G. A. Thompson & Co., Inc. v. Herbert Partridge, Robert M. Presley, Frank Andrews and C. Thomas MurphyCourt of Appeals for the Fifth Circuit · 1981
- Securities & Exchange Commission v. CMKM Diamonds, Inc.Court of Appeals for the Ninth Circuit · 2013
- Securities & Exchange Commission v. CalvoCourt of Appeals for the Eleventh Circuit · 2004
77 more not listed; retrieve them via the Exa API.